In connection with this Site and our provision of products and services to our clients, we collect non-public information about clients. The types of information that we collect from you will vary based upon the product or service that we provide, and may include:
  • Information included on requests for services, applications, questionnaires, new account forms and other related forms, such as your name, mailing address, e-mail address, phone number(s), fax number(s), employer identification number, assets, liabilities, revenues and/or income
  • Information about your transactions with us such as purchases, sales, account balances,trading activity, bank account information and wire transfer information
  • Information that we may be required by law to obtain from you
  • Information acquired from third parties, such as regulatory agencies
  • Information acquired though the your participation in surveys, questionnaires and promotions, if any
  • Information provided, derived or captured from your activities on the Site, such as your Internet Protocol address, browser type, operating system, Internet Service Provider, time stamps, the prior and following websites you view and/or banner ads you click. This type of indirect information gathering is described more fully below under the heading "COOKIES" We collect information about you to help serve your financial needs, provide client service, and fulfill various legal and regulatory requirements. Non-public information about you allows us to respond more accurately and efficiently to your requests, identify opportunities to give you more convenience and control by developing new services that may benefit you, secure your accounts and help protect you and us from fraud, and to help us assess your needs and preferences and better serve you. We may also use this information to inform you about important information relating to your account, including important administrative information, and to customize your browsing experience and inform you about additional products, services or promotions that may be of interest to you.

    Should you close your account with us, U.S. Bank will retain your information, including non-public information, but only use it to comply with regulatory requirements and to periodically contact you to offer you the opportunity to reactivate your account or participate in other valuable offers. U.S. Bank does not distribute, license, lease or sell your information to any other person, except as required by law or as described in this Privacy Policy. Specifically, U.S. Bank may share non-public information with our affiliates or agents in the course of processing transactions and servicing your account, as well as to entities that provide professional, legal, or accounting advice to U.S. Bank. U.S. Bank does not disclose your identity or other account information to participating fund companies.

    Additionally, we may share non-public information with the following types of third parties:
    • Financial service providers such as custodians, consultants, or other third parties required to complete a transaction you have requested, to help service your account, and to provide us with operational and marketing support and/or services;
    • Financial services companies with who we have joint marketing or other arrangements;
    • Non-financial companies under servicing or joint marketing agreements, such as printing firms and mailing firms that may assist us in the distribution of investor materials;
    • Regulatory, law enforcement, governmental and/or other third parties where required by law, in response to a subpoena or other legal process, when conducting investigations, reporting to a credit bureau and/or as otherwise required or permitted by law, or when necessary to protect our rights or property.
    In all cases, your information is protected. These third parties will be bound by law or by contract to use your information only for purpose for which it was disclosed, and will not be permitted to use or share this information for any other purpose. U.S. Bank does not sell, license, lease or distribute non-public information of clients to third parties, including client lists, except as provided above. If, in the future, U.S. Bank were to be acquired by or merged with another company and/or our Privacy Policy were to change, you will be notified and provided an opportunity to opt out of our disclosing that information. That is, you could tell us not to disclose the information to any other person or entity, except as provided above.

    You have the right to opt out of providing certain information, from being contacted by or receiving information from U.S. Bank, its advertisers, affiliates and/or strategic partners, and to choose how U.S. Bank uses your information. You also have the right to review, edit and update your account information, including all non-public information, at any time. To exercise these rights, please send an e-mail with your request to or call our customer service at 866-681-5052. A "cookie" is a small text file placed on your hard drive by page servers so it can be read back later from that browser. This is useful for having the browser remember specific information, such as pass codes and log in identification. A cookie cannot retrieve any other data from your hard drive, pass on computer viruses, or collect identifiable information to determine who you are, or capture your e-mail address. Our cookies are used for internal administrative purposes only and are not used to collect or disseminate identifiable information to any third party.

    One of the most beneficial uses of cookies is Site personalization, where you are able to customize the information you see. For example, by using cookies as part of our online trading, you can personalize your Site. Each time you access your online trading homepage, the browser will remember your preferences until the cookie expires.

    Cookies are also used on our Site to help us monitor traffic patterns and see how the user navigates through our Site. This helps identify what sections of our Site are visited most often so we can provide more information on the topics and subjects that our clients are interested in. For instance, we may share Site usage information about visitors to the Site with reputable advertising companies for the purpose of targeting our Internet banner advertisements on this Site and other sites. For this purpose pixel tags (also called clear gifs) may be used to note the pages you've visited. The information collected by the advertising company through the use of these pixel tags is not identifiable as yours.

    Cookies may also be placed by third parties when you access their sites through linking from this Site. We do not have access to these cookies or any information that these cookies may contain. Please contact the third-party site for more information on these cookies. Although we encourage third parties to adhere to appropriate privacy policies and standards, we are not responsible for the actions or policies of such parties.

    You may determine if and how a cookie will be accepted by your system by configuring your preferences or options in your browser. However, since some of our applications use cookies to manage your session, disabling a cookie may cause some functions to not work properly. In order to further protect you, U.S. Bank maintains strict internal security measures. We restrict access to your information to those employees who need to know that information to service your account and provide you with a full range of services to help you meet your financial needs. We also maintain physical, electronic and procedural safeguards that comply with industry security standards to guard your non-public information. While no security system is absolutely impenetrable, we are constantly reviewing, refining, and upgrading our security infrastructure as new tools or techniques become available.

    Subject to the terms of this Privacy Policy, U.S. Bank will return your information, and all copies thereof, within a reasonable time after your request. However, U.S. Bank may retain one (1) copy of all of your information solely for its own record keeping purposes and to meet regulatory requirements. U.S. Bank reserves the right to change the terms and conditions of this Privacy Policy at any time in its sole discretion. U.S. Bank will provide notification of any change by posting the change on the Site. You are responsible for regularly reviewing this Privacy Policy and all such changes. Continued use of the Site after any such changes have been posted shall constitute your agreement to such changes.


U.S. Bank is providing this information at the request of our Clients. As custodian, U.S. Bank does not make investment decisions for these Clients. Past performance does not guarantee future results.

An investment in a money market mutual fund is neither insured nor guaranteed by the Federal Deposit Insurance Corporation (FDIC) or any other governmental agency or U.S. Bank National Association, and is not a deposit or other obligation of U.S. Bank National Association. Although these funds seek to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund.

Rate and other fund data are provided directly by third party services and is believed to be reliable. U. S. Bank does not independently verify such data and cannot guarantee its accuracy.

U.S. Bank or an affiliate may receive shareholder service fees for services performed for mutual funds under Cash Solutions. A fund or fund's service provider pays these fees for shareholder services performed by U.S. Bank or an affiliate. Payment of compensation as consideration for performing fund services will not result in any increase in fees charged against the fund's assets or earnings above the fee and expense levels otherwise established and charged for the fund, as disclosed in the fund prospectus.

Displayed strike times are being provided for informational purposes only and are not necessarily indicative of the price that a particular trade will receive. Displayed strike times do not guarantee that a trade will be placed prior to that time or receive the pricing associated with the displayed strike time. Floating NAV pricing associated with each trade depends on a variety of factors which may be beyond Bank’s or its service providers’ reasonable control, including, but not limited to: (a) the timing of a fund's’ receipt and acceptance of a trade order and/or pricing vendors’ timely posting of Floating NAV prices; (b) Bank’s, Bank’s service providers’, Customer’s, funds’ and/or pricing vendors’ system performance and/or response time; (c) Customer’s account access time; (d) trading volume; (e) market conditions; (f) Customer error or delay; and/or (g) any force majeure event, such as an Internet outage, Internet delay, equipment failure, transmission failure and/or communications system error.